CSI CSC1 exam dumps : Canadian Securities Course Exam 1

  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Jul 31, 2026     Q & A: 100 Questions and Answers

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CSI CSC1 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Derivatives10%- Options, futures and forwards
- Uses, risks and basic strategies
Topic 2: Equity Transactions10%- Trading mechanics and regulations
- Order types and execution
- Margin and short selling
Topic 3: Regulation and Ethics8%- Client suitability and disclosure
- Industry regulations and compliance
- Code of conduct and ethical standards
Topic 4: Pricing and Trading of Fixed-Income Securities11%- Trading and settlement processes
- Valuation and pricing methods
- Price-yield relationship
Topic 5: Features and Types of Fixed-Income Securities12%- Types of fixed-income instruments
- Government and corporate bonds
- Characteristics, risks and benefits
Topic 6: Financing and Listing Securities7%- Listing requirements and rules
- Primary market and issuance process
Topic 7: The Canadian Investment Marketplace16%- Structure of Canadian financial system
- Market participants and roles
- Regulators and self-regulatory organizations
Topic 8: Common and Preferred Shares13%- Equity features and rights
- Valuation and classification
- Dividends and corporate actions
Topic 9: The Economy13%- Monetary and fiscal policy
- Impact of economic factors on investments
- Macroeconomic principles and indicators

CSI Canadian Securities Course Exam 1 Sample Questions:

1. What is a characteristicof provincial savings bonds?

A) Backed by provincial assets
B) Available only at a certain time
C) Can be issued Internationally.
D) Mature every six months


2. What is thefirst step In determining the present valueof a bond with coupon payments?

A) Determine the appropriate compounding rate.
B) Determine me appropriate discount rate
C) Determine the present value of the bond a principal to be received at maturity.
D) Determine the present value of the income stream from the bond s coupon payments.


3. When a company issues a number of common shares, some of which areheld by institutional investors, what are the institutional investors' shares known as?

A) Market capitalization shares.
B) Outstanding shares.
C) issued shares
D) Public float shares.


4. What is the main benefit for the investors when a company announces a stock spit?

A) An increase in the shares' affordability.
B) An Increase in the proportion of the shareholder's stake.
C) An increase in the shares' market price.
D) An increase in the value of the shareholderstake


5. Keith has a $150,000 term deposit with ABC Trust Company and a $75.000 term depositwithXYZ Trust Company. Both term deposits nave a maturity date of four years and both trust companies are member institutions of the CDIC. How much is Keith cowered for under COIC if both trust companies become insolvent?

A) $225,000
B) $100,000.
C) $175,000
D) $200,000


Solutions:

Question # 1
Answer: B
Question # 2
Answer: B
Question # 3
Answer: D
Question # 4
Answer: A
Question # 5
Answer: D

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