Top ACFE CFE-Law Courses Online - Updated [Mar-2023]
CFE-Law Practice Dumps - Verified By Dumps4PDF Updated 102 Questions
NEW QUESTION 50
Which of the following statements concerning fact finders in criminal trials in common law jurisdictions is MOST ACCURATE?
- A. The presence of a jury is always required to make factual findings in a common law criminal trial
- B. A panel of a professional judge and lay judges usually serves as the fact finder in serious cases
- C. A judge is typically responsible for factual findings
- D. Juries usually serve as the fact finder in serious cases
Answer: C
NEW QUESTION 51
In most civil law jurisdictions which of the following BEST describes when a party is required to begin taking steps to preserve and produce relevant evidence?
- A. When the party receives a service of process
- B. When the court orders such steps to be taken
- C. When the charging documents are filed
- D. When litigation has started
Answer: D
NEW QUESTION 52
The Financial Action Task Force (FATF) Recommendations slate that a financial institution s customer due diligence (COD) procedures should include continued monitoring of a customer's business relationships and transactions.
- A. True
- B. False
Answer: A
NEW QUESTION 53
In most countries employers must provide notice to their employees before they implement an employee monitoring program
- A. True
- B. False
Answer: A
NEW QUESTION 54
Ellis works for a business that filed for bankruptcy. The administrator presiding over the bankruptcy contacts Ellis and requests information regarding his employer's financial affairs Assuming the administrator has all of the powers recommended in the World Bank Principles for Effective Insolvency and Creditor/Debtor Regimes (World Bank Principles) which of the following is TRUE?
- A. The administrator may only seek information regarding the bus ness that filed bankruptcy if Ellis consents to providing it.
- B. The administrator has no power to obtain the information under any circumstances
- C. The administrator may not obtain the information unless the business agrees in writing
- D. The administrator may compel Ellis to provide the information despite Ellis's relationship to the business
Answer: D
NEW QUESTION 55
Each day, Rachel purchases $14 500 in bearer instruments with cash from a bank where all currency transactions above 515,000 must be reported to the government Rachets actions are a red flag of which of the following schemes'?
- A. Real estate laundering
- B. Channel stuffing
- C. Structuring
- D. Alternative remittance system
Answer: C
NEW QUESTION 56
Bob receives a memorandum from his attorney that is protected by a legal professional privilege Bob emails the memorandum to a third party who has no need to know the information in the memorandum Which of the following statements is MOST ACCURATE?
- A. Bob did not waive the privilege because the legal professional privilege cannot be waived by transmitting protected information to a third party
- B. Bob might have waived the privilege because he used email to transmit the protected information.
- C. Bob did not walve the privilege because the legal professional privilege belongs to the attorney, not the client
- D. Bob might have waived the privilege because he transmitted the protected information to a third party who has no need to know the information
Answer: D
NEW QUESTION 57
Grant, a fraud examiner is investigating Beatrice for embezzlement on his employer's behalf. During his investigation. Grant learns that Beatrice has cheated on her spouse and he tells several of Beatrice's coworkers about it Beatrice discovers that Grant revealed the unflattering (albeit true) information about her and decides to file a claim of defamation against Grant. Which of the following is the BEST explanation of why Beatrice will not win her defamation case?
- A. The communications to the subject's coworkers were privileged
- B. The information was true
- C. The news was not communicated to enough people
- D. The statement was not printed and distributed
Answer: B
NEW QUESTION 58
During an internal investigation Todd a Certified Fraud Examiner (CFE) interviewed Janessa a fraud suspect Although Janessa wanted to leave in the middle of the interview, Todd blocked the exit and prevented her from leaving Janessa subsequently confessed to committing fraud If under these facts Janessa files a lawsuit (or false imprisonment against Todd, Todd will likely
- A. Win the case because he is protected under the qualified business privilege
- B. Lose the case if a trier of fact concludes that he restrained Janessa without consent or legal justification
- C. Win the case if he did not know the conduct was illegal
- D. Lose the case because janessa did not leave the interview
Answer: B
NEW QUESTION 59
Which of the following is a legal element that must be shown to prove a claim for commercial bribery?
- A. The principal suffered damages as a result of the bribe
- B. The defendant gave or received a thing of value.
- C. The defendant acted negligently.
- D. The defendant failed to exercise due care.
Answer: B
NEW QUESTION 60
If Mary uses legal means to lower her tax bill through legitimate deductions and credits she is engaging m tax evasion
- A. False
- B. True
Answer: A
NEW QUESTION 61
In jurisdictions that allow for corporate criminal liability which of the following is typically required for the corporation to be vicariously liable for the acts of one of its employees?
- A. The employee was acting within the scope of their employment
- B. Management was directly involved with the offense
- C. The corporation had previous violations of a similar nature
- D. Management knew of the underlying offense but did not correct it
Answer: A
NEW QUESTION 62
Which of the following scenarios is an example of the criminal sanction known as criminal forfeiture?
- A. As part of her sentence for money laundering a defendant is sentenced to a three- to five-year term of incarceration
- B. As part of her sentence for bribery a defendant is ordered to transfer a car she received as a bribe to the government
- C. As part of his sentence for embezzlement, a defendant is ordered to pay back his employer for the money he stole.
- D. As part of his sentence for tax evasion, a Defendant is ordered to pay a fine of $10,000 to the government
Answer: B
NEW QUESTION 63
Allison works for a government contractor She informs the government that her employer has been submitting false claims to the government for payment Later it is discovered that Allison has misappropriated more than
$50,000 of her employer's money Alison qualifies as a whistleblower entitled to anti-retaliation protection under the law because of her report to the government Which of the following statements about Allison is CORRECT?
- A. Allison cannot be fired for any reason
- B. None of the above
- C. Allison cannot be fired for misappropriating funds from her employer
- D. Alison cannot be fired for informing the government of her employee's fraud
Answer: D
NEW QUESTION 64
Which of the following is the MOST ACCURATE statement about rules prohibiting securities broker-dealers from making unsuitable recommendations on investments or investment strategies?
- A. A suitability violation occurs when a broker recommends an investment or investment strategy that is inconsistent with the client's objectives
- B. A suitability violation occurs when a broker trades in a client's account without obtaining prior approval for making the transaction(s).
- C. A suitability violation occurs when a broker does not carry out a trade requested by or promised to a customer
- D. A suitability violation occurs when a broker enters into transactions and manages a client's account for the purpose of generating excessive commissions
Answer: D
NEW QUESTION 65
Raj is an employee who works in a jurisdiction that prohibits unreasonable workplace searches and surveillance in areas or items where employees have a reasonable expectation of privacy. In which of the following is Raj MOST LIKELY to have a reasonable expectation of privacy?
- A. A company-issued tablet computer
- B. A backpack brought from home
- C. A waste bin m the employee's office
- D. A filing cabinet in the office lobby
Answer: B
NEW QUESTION 66
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